Tis the season for investment advisors who do business in the US to file Form ADV, a key disclosure document required by the SEC.
Posted by | March 31, 2020
In the midst of the coronavirus, even with filing extensions allowed, this is the season when investment advisors who do business in the US must file Form ADV with the...
Posted by | August 30, 2017
Private investing has come a long way from the famed LBO story associated with mega deals and the relationships that make these deals happen. As the world goes increasingly digital,...
Posted by | June 30, 2017
If you recall, we blogged about how we named ourselves. Your firm’s name is a representation of who you are, reflecting your unconscious biases, influenced by your experience, beliefs, and...
Posted by | April 28, 2017
With the ever increasing focus on independent administrations to support controls around valuations (i.e. AML/KYC and so forth), it’s interesting to visualize the state of the industry: Based on sheer...
Posted by | February 28, 2017
It’s 2017 and Alexa, Siri, and Google Assistant are household names. Shouldn’t reviewing regulatory filings be as easy as asking this question? Though we started with that hypothesis, we recognize...