Every year, the compliance team at this global insurance company has to send out an annual 15(c) due diligence questionnaire to its 50+ sub-advisers. Using MS Word and Excel, countless hours were spent by both the insurance team and their managers in having the 300+ questions in the questionnaire answered, reviewed, corrected and reviewed again. Looking for a better way to manage this critical exchange of information, the company turned to DiligenceVault to streamline the process. Download the case study below to learn more.
Signup below to download case study in a PDF format.
Thank you for signing up! Please access the case study here.