Every year, the compliance team at this global insurance company has to send out an annual 15(c) due diligence questionnaire to its 50+ sub-advisers. Using MS Word and Excel, countless hours were spent by both the insurance team and their managers in having the 300+ questions in the questionnaire answered, reviewed, corrected and reviewed again. Looking for a better way to manage this critical exchange of information, the company turned to DiligenceVault to streamline the process. Download the case study below to learn more.
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