Solutions
- Manager ResearchTechnology and an ecosystem to power manager selection and monitoring
- RFP DDQ Content ManagementCentrally maintain your pre-approved RFP and DDQ content specific to firm, strategy and product
- Form ADV Regulatory FilingsLeverage SEC’s form ADV filings data to identify new managers, assess risk factors, track filing changes, and gain industry intelligence
- Operational Due DiligenceCreate an efficient and scalable framework to identify operational risks
- RFP AutomationRespond efficiently and confidently to RFPs, RFIs, ODD, ESG and DEI Questionnaires, and ad-hoc investor requests
- ManCo Delegate Diligence
  and OversightCreate a scalable diligence framework for initial diligence and ongoing oversight of your delegates and service providers
- ESG / Impact Due DiligenceCreate a digital foundation for your DEI, ESG and sustainable investing framework
- Third-party & Consultant
  Database ManagementWelcome consistency across investment database population, regulatory filings, and reporting requirements
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- Inbound Investment
  Pitch ManagementCentralize and automate inbound manager and investment pitch. Transform your asset manager sourcing strategy. Never miss a pitch!
- Proprietary & Industry
  DDQ DistributionRaise capital faster with centralized management of all your firm, strategy, and fund DDQ content
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- Subadvisory Oversight
  & ComplianceDeliver on all your sub-advisor compliance requirements with ease
- ESG Data Collection and ReportingMake the collection, organization and reporting of key ESG and DEI metrics from your portfolio companies faster and easier
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IAA Subadvisor DDQ

IAA Subadvisor DDQTeam DiligenceVaultJuly 7, 2023August 1, 2023

IAA & ICI Develop Sub-Adviser DDQs is intended to assist sub-adviser annual due diligence reviews

DIGITAL DILIGENCEIAA Subadvisor DDQ

DiligenceVault has digitized and hosts the IAA & ICI Develop Sub-Adviser DDQs, which enables clear communication between investment advisors and their diverse set of clients and regulators, including reviews pursuant to Rule 38a-1 under the Investment Company Act of 1940.

Deliver on all your sub-advisor compliance requirements with ease

EXPLORE SUBADVISORY OVERSIGHT AND COMPLIANCE

Learn more about the IAA Subadvisor DDQ template

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