Subadvisory Oversight and Compliance

A fund advisor’s fiduciary duty requires significant oversight.

 

DiligenceVault provides a comprehensive platform for sub-advisor due diligence and oversight.

DIGITAL DILIGENCEDigitize your subadvisor oversight

DigitalDiligence is a core module that enables you to transform your diligence framework across initial and ongoing monitoring of sub-advisors.

  • Collect data and documents from subadvisors for initial due diligence, ongoing monitoring, and annual contract renewal process.
  • Avoid avoidable and costly errors when conducting advisor diligence, and eliminate errors that come from manual processes
  • Automatically flag risk areas, outliers, and even compliance issues
  • Enable transparency for the entire team on a centralized platform
COLLABORATIONCollaborative review and authoring

Collaborate with sub-advisors, internal compliance and manager research teams, as well as external counsel.

  • Eliminate the need for copy and paste from multiple data sources
  • Overlay collaborative review process in generating opinions and recommendations
  • Create presentations from all your research data in a few clicks in your brand
  • Enable transparency for the entire team on a centralized platform
Collaborative Authoring and Review
ANALYTICSIntegrated risk-based analytics

Leverage powerful analytics to demonstrate an institutional framework for oversight and governance.

  • Automatically flag outliers and unusual advisor resposnes
  • Quickly identify material changes across advisor responses and regulatory filings
  • Integrate risk-based scoring to deliver advisor risk dashboard for the fund board and senior management

Want to see how it could work for you?